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Ryan Matthew Buckham

Morgan Stanley & Co. LLC

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About Ryan Matthew Buckham

Ryan Buckham is a financial advisor with Morgan Stanley & Co. LLC, based in San Francisco, CA. Ryan has been in the financial services industry since 2004. Ryan holds the Series 7, Series 24, Series 53, Series 63, and Series 52TO licenses. Ryan is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states and territories. Ryan has a strong background in investment banking, municipal securities, and trading.

Firm Information

Ryan Buckham is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Buckham’s Registration & Firm History

CA

06/08/2011 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

CA

08/20/2014 - 02/06/2018

MORGAN STANLEY (San Francisco CA)

CA

06/01/2009 - 08/18/2014

MORGAN STANLEY (SAN FRANCISCO CA)

CA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISO CA)

NY

01/30/2004 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 03/01/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2019

Series 24 - General Securities Principal Examination

BC

Issued 04/30/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/10/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2008

Series 3 - National Commodity Futures Examination

BC

Issued 01/29/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Matthew Buckham.
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