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Ryan Mark Esposto

Cowen AND Co.

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About Ryan Mark Esposto

Ryan Esposto is a financial advisor with Cowen AND Co. based in San Francisco, CA. Ryan has been in the financial industry since 2004. Ryan holds Series 7, 86, 87, 55, 63, and SIE licenses. Ryan has previously worked at Leerink Partners LLC, Sterne, Agee & Leach, Inc., Girard Securities, Inc., Thomas Weisel Partners LLC, and Prudential Securities Incorporated.

Firm Information

Ryan Esposto is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Esposto’s Registration & Firm History

CA

04/08/2016 - Present

Cowen AND Co. (San Francisco CA)

CA

06/17/2013 - 04/01/2016

LEERINK PARTNERS LLC (SAN FRANCISCO CA)

CA

11/05/2010 - 02/25/2013

STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)

CA

01/21/2009 - 11/05/2010

GIRARD SECURITIES, INC. (MILL VALLEY CA)

CA

04/07/2004 - 11/13/2008

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

NY

08/15/2000 - 12/14/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/11/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/05/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/06/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Mark Esposto.
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