Unclaimed
Ryan Stoops is a financial advisor with Morgan Stanley. Ryan has been in the financial services industry since 1999. Ryan is registered in 55 states and holds multiple FINRA licenses, including Series 6, 7, 24, 63, and 66. Ryan has a strong background in providing asset allocation advice, financial planning, pension consulting, and portfolio management for individuals, businesses, and investment companies. Ryan is committed to providing clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
10/02/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
01/03/2006 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NJ
09/26/2005 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
PA
03/26/2001 - 02/01/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
07/06/1998 - 06/30/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 03/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2007
Series 4 - Registered Options Principal Examination
BC
Issued 06/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ryan Stoops is the right advisor for you? Invested Better is here to help.