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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Main is a financial advisor at Morgan Stanley. Ryan has been in the financial services industry since 1997. Ryan has a wide range of experience and licenses, including Series 3, 4, 7, 9, 10, 24, 52, 53, 63, 65, and 66 licenses. Ryan has worked for several firms, including OptionsXpress, Inc., Charles Schwab & Co., Inc., First Clearing, LLC, Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, T. Rowe Price Investment Services, Inc. and Wheat, First Securities, Inc.. Ryan's current role is as an investment advisor representative. Ryan has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
04/08/2020 - Present
Morgan Stanley (POTOMAC MD)
IL
07/07/2014 - 12/19/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
IL
01/06/2017 - 12/18/2017
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
MO
07/19/2007 - 06/24/2014
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
04/08/2004 - 06/24/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
06/10/2002 - 06/24/2014
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MD
08/11/1997 - 05/31/2002
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NC
10/22/1996 - 03/31/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
MI
11/07/1994 - 01/30/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 05/07/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/17/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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