Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Zwarg is a financial advisor with over 20 years of experience in the industry. Ryan holds multiple licenses and certifications, including the Series 65, Series 63, Series 7, Series 31, and the SIE exam. Ryan is also a Certified Financial Planner. Ryan is currently registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, Ryan was with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Morgan Stanley DW Inc., and Salomon Smith Barney Inc. Ryan specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Ryan is also a member of the Hawks & Hummingbirds Family Foundation. Ryan has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/24/2018 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
10/23/2009 - 03/30/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
11/04/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SCOTTSDALE AZ)
AZ
03/15/2001 - 11/09/2005
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
NY
07/14/1999 - 03/23/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 09/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ryan Zwarg is the right advisor for you? Invested Better is here to help.
