Unclaimed
Ryan Vaughn is a financial advisor with over five years of experience in the financial services industry. Ryan currently works with LPL Financial LLC, where Ryan has been registered since June 2018. Prior to joining LPL Financial LLC, Ryan was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Providence, RI. Ryan is a Series 7 and Series 66 licensed representative, and Ryan holds the SIE exam as well. Ryan is registered with the states of Connecticut, Florida, Massachusetts, Michigan, Missouri, New Jersey, New York, Rhode Island, and South Carolina. Ryan specializes in serving individuals, high-net-worth individuals, businesses, and retirement plans. Ryan has a strong background in financial planning and investment management. Ryan is committed to providing his clients with personalized financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
06/29/2018 - Present
LPL Financial LLC (WAKEFIELD RI)
RI
01/18/2013 - 07/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
BOTH
Issued 02/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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