Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Daley is an investment advisor representative with over 13 years of experience in the financial industry. Ryan is currently registered with Raymond James Financial Services Advisors, Inc. in Lodi, California. Ryan also holds registrations in the states of California, Illinois, Nevada, Oregon, and Utah. Ryan has passed the Series 6, Series 7, Series 63, and Series 65 exams and is a registered principal with Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
06/14/2021 - Present
Raymond James Financial Services Advisors, Inc. (Lodi CA)
CA
05/16/2013 - 06/14/2021
BBVA SECURITIES INC. (TURLOCK CA)
CA
02/22/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (STOCKTON CA)
CA
04/14/2008 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (STOCKTON CA)
IA
Issued 01/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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