Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Lavern Brooks is a financial advisor with Cambridge Investment Research Advisors, Inc., with over 12 years of experience in the financial industry. Ryan is registered to provide investment advice in Iowa and Texas and holds the Series 7, Series 63, Series 65, and SIE licenses. Ryan is a member of the Financial Industry Regulatory Authority (FINRA). Ryan has previously worked as an independent insurance agent for various insurance companies. Ryan's areas of expertise include financial planning, retirement planning, and college savings planning. Ryan is committed to helping clients achieve their financial goals. Ryan Brooks is licensed to provide advisory services for individuals, businesses, retirement plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
10/24/2018 - Present
Cambridge Investment Research Advisors, Inc. (West Des Moines IA)
IA
07/22/2014 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
10/15/2010 - 07/24/2014
MML INVESTORS SERVICES, LLC (WEST DES MOINES IA)
IA
06/29/2006 - 09/13/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DES MOINES IA)
IA
Issued 04/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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