Unclaimed
Ryan Laurence O'Toole is a financial professional with over 20 years of experience in the industry. Ryan has held positions at several prominent firms, including Lazard Freres & Co. LLC, Jefferies & Company, Inc., and Quarterdeck Investment Partners, LLC. Ryan currently works as a registered representative at Houlihan Lokey Capital, Inc. Ryan is a Series 7, Series 63, Series 79TO, and Series 24 licensed professional. Ryan holds a valid registration in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/16/2012 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
09/26/2008 - 03/08/2012
LAZARD FRERES & CO. LLC (LOS ANGELES CA)
CA
02/05/2004 - 09/25/2008
JEFFERIES & COMPANY, INC. (LOS ANGELES CA)
CA
05/09/2001 - 04/16/2004
QUARTERDECK INVESTMENT PARTNERS, LLC (LOS ANGELES CA)
BC
Issued 07/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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