Unclaimed
Ryan L. Smith is a securities professional with over 24 years of experience in the financial services industry. Ryan currently works as a registered representative at Jefferies LLC. Ryan has held previous positions at Bonds Direct Securities LLC and Legg Mason Wood Walker, Incorporated. Ryan is licensed in all 50 states and is a Series 63, SIE, and Series 7 licensed professional. Ryan specializes in providing investment advice and wealth management solutions to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/01/2004 - Present
Jefferies LLC (BOSTON MA)
NY
06/25/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
MD
01/28/1998 - 07/03/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 02/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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