Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Koontz is a financial professional with over 9 years of experience in the industry. Ryan is currently registered with Needham & Company, LLC and holds Series 63, SIE, 86, 87 and 7 licenses. Ryan previously worked at Rosenblatt Securities Inc. and Woodside Capital Securities LLC. Ryan is registered in California, Illinois, Massachusetts, Minnesota and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
04/28/2021 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
NY
03/09/2018 - 04/16/2021
ROSENBLATT SECURITIES INC. (NEW YORK NY)
CA
05/01/2012 - 03/10/2018
WOODSIDE CAPITAL SECURITIES LLC (PALO ALTO CA)
BC
Issued 06/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/17/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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