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Ryan Kenneth Shockley

Deutsche Bank Securities Inc.

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About Ryan Kenneth Shockley

Ryan Kenneth Shockley is a registered representative with Deutsche Bank Securities Inc. located in Jacksonville, FL. Ryan has been in the industry since 2020 and has experience with both Broker-Dealer and Investment Advisor practices. Ryan has passed the Series 66, Series 7 and Series 99 exams and has a Series SIE. Prior to Deutsche Bank Securities Inc. Ryan was previously registered with CITIGROUP GLOBAL MARKETS INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Ryan Shockley is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Ryan Shockley’s Registration & Firm History

FL

02/27/2023 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

FL

04/21/2022 - 01/11/2023

CITIGROUP GLOBAL MARKETS INC. (Jacksonville FL)

FL

07/06/2021 - 10/18/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 07/07/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/27/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/30/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Kenneth Shockley.
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