Unclaimed
Ryan Kane is a financial advisor at Stifel, Nicolaus & Company, Inc. Ryan has been in the industry since 2012 and has experience in various financial products and services. Ryan is registered with FINRA and holds multiple licenses, including Series 7, 22, 31, and 63. Ryan’s past experience includes working with Atlantic-Pacific Capital, Inc., and Sera Global Securities US LLC. Ryan specializes in providing portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/06/2024 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
CT
07/19/2023 - 05/01/2024
ATLANTIC - PACIFIC CAPITAL, INC. (STAMFORD CT)
IL
08/26/2022 - 07/10/2023
SERA GLOBAL SECURITIES US LLC (Chicago IL)
IL
09/12/2018 - 08/29/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
06/07/2012 - 09/12/2018
DCM BROKERS, LLC (CHICAGO IL)
BC
Issued 07/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/27/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 06/06/2012
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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