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Ryan Joseph Sullivan

National Financial Services LLC

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About Ryan Joseph Sullivan

Ryan Joseph Sullivan is a financial professional with experience in the industry since 2022. Ryan is currently registered with National Financial Services LLC, based in Jersey City, NJ. Ryan holds FINRA Series 7TO, 63 and SIE licenses. Ryan previously worked at Fidelity Brokerage Services LLC in Boston, MA.

Firm Information

Ryan Sullivan is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Sullivan’s Registration & Firm History

NJ

10/12/2023 - Present

National Financial Services LLC (JERSEY CITY NJ)

MA

04/29/2022 - 09/20/2023

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 05/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Joseph Sullivan.
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