Unclaimed
Ryan Shanberg is a registered representative with Nomura Securities International, Inc. Ryan has been in the securities industry for over 12 years. Previously, Ryan was employed with RBS Securities Inc. Ryan is licensed to sell securities in all 50 states and the District of Columbia. Ryan has passed the Series 7, Series 63, Series 79 and SIE exams. Ryan focuses on providing research-related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
03/17/2014 - Present
Nomura Securities International, Inc. (NEW YORK NY)
CT
09/22/2010 - 02/26/2014
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 04/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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