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Ryan Joseph Hennessy

Northwestern Mutual Investment Services, LLC

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About Ryan Joseph Hennessy

Ryan Hennessy is a financial advisor who has been in the industry since January 2019. Ryan is currently registered with Northwestern Mutual Investment Services, LLC, and is pending approval for registration as a registered agent in Wisconsin. Ryan is also registered as an investment advisor representative in Wisconsin. Ryan has previously worked at UMB Distribution Services, LLC, and Pruco Securities, LLC. Ryan has passed the Series 6, 7TO, and 63 exams. Ryan also holds a Series 65 license. Ryan is a 50% owner of Alternate Ending Games LLC, a non-financial services business.

Firm Information

Ryan Hennessy is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ryan Hennessy’s Registration & Firm History

WI

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

12/02/2020 - 08/06/2021

UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)

WI

06/27/2018 - 07/16/2020

PRUCO SECURITIES, LLC. (WAUWATOSA WI)

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Licenses & Designations

IA

Issued 01/09/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/12/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Joseph Hennessy.
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