Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Joseph Baker is a financial professional with over 20 years of experience in the industry. Ryan is currently registered with Stonex Financial Inc. in Winter Park, Florida. Ryan has held previous positions with SG AMERICAS SECURITIES, LLC, NEWEDGE USA, LLC, LEGENT CLEARING, FIRST CLEARING, LLC, NEOVEST TRADING, FSC SECURITIES CORPORATION, and MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. Ryan has a wide range of experience and expertise in various financial areas. Ryan holds multiple licenses, including Series 3, 4, 6, 7, 24, 55, 57TO, 63, and 99TO. Ryan is also a registered principal with Stonex Financial Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/30/2017 - Present
Stonex Financial Inc. (WINTER PARK FL)
IL
01/02/2015 - 02/07/2017
SG AMERICAS SECURITIES, LLC (CHICAGO IL)
IL
12/17/2009 - 01/02/2015
NEWEDGE USA, LLC (CHICAGO IL)
NE
05/12/2008 - 12/11/2009
LEGENT CLEARING (OMAHA NE)
MO
08/31/2007 - 05/12/2008
FIRST CLEARING, LLC (ST. LOUIS MO)
NY
06/28/2002 - 02/17/2006
NEOVEST TRADING (NEW YORK NY)
GA
05/14/1999 - 06/28/2002
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
07/16/1998 - 01/22/1999
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/17/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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