Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan John Vaughan is a registered representative with Needham & Company, LLC. Ryan is a Series 7 and 63 licensed securities professional. He is also licensed in a number of states including California, Colorado, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania and Texas. Prior to joining Needham & Company, LLC, Ryan was with Libertas Partners LLC. Ryan is a securities professional with over a decade of experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
07/14/2016 - Present
Needham & Company, LLC (NEW YORK NY)
CT
07/22/2005 - 12/31/2006
LIBERTAS PARTNERS LLC (GREENWICH CT)
BC
Issued 08/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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