Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan John Smith is a financial advisor with PNC Investments, a firm with over 1000 investment advisor representatives across the US. Ryan is based in Houston, Texas and has been active in the financial services industry since 2009. Ryan has held previous positions at a variety of firms including E*TRADE Securities LLC, Morgan Stanley and Merrill Lynch. Ryan has a broad range of experience in the financial services industry, with a focus on providing financial planning, portfolio management and selection of other advisers to individuals and businesses. Ryan is also registered to provide investment advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
08/23/2023 - Present
PNC Investments (Houston TX)
TX
07/19/2022 - 08/14/2023
E*TRADE SECURITIES LLC (Houston TX)
TX
03/22/2023 - 08/11/2023
MORGAN STANLEY (Houston TX)
TX
07/15/2019 - 07/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
KS
02/14/2019 - 06/28/2019
WADDELL & REED (OVERLAND PARK KS)
TX
11/01/2017 - 07/18/2018
CETERA ADVISOR NETWORKS LLC (IRVING TX)
TX
01/25/2017 - 11/01/2017
GIRARD SECURITIES, INC. (IRVING TX)
OR
03/03/2015 - 01/17/2017
SCOTTRADE, INC. (CLACKAMAS OR)
TX
10/28/2010 - 03/09/2015
TD AMERITRADE, INC. (FORT WORTH TX)
AZ
03/13/2009 - 10/26/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 11/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/12/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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