Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan John Oconnell is a financial professional with over 10 years of experience in the industry. Ryan is currently registered with Scotia Capital (usa) Inc. in New York, New York. Previously Ryan was employed by Amherst Pierpont, Peak6 Capital Management LLC, and Kellogg Capital Group LLC. Ryan holds the Series 63, Series 7, and SIE licenses. Ryan is registered to offer securities in 52 states and territories in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/06/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
02/20/2014 - 06/24/2022
AMHERST PIERPONT (NEW YORK NY)
IL
01/31/2011 - 04/08/2011
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
NY
03/16/2006 - 05/03/2007
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 03/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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