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Ryan John Holthaus

Mizuho Securities USA LLC

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About Ryan John Holthaus

Ryan John Holthaus is a financial professional with over 10 years of experience in the securities industry. Ryan is currently registered with Mizuho Securities USA LLC in New York, NY. Prior to that, Ryan was registered with National Bank of Canada Financial Inc. and BMO Capital Markets Corp., also in New York. Ryan holds Series 7, 57, 63, SIE, and 99TO licenses. Ryan's professional experience spans a range of financial services, including trading, operations, and investment advisory services.

Firm Information

Ryan Holthaus is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Holthaus’s Registration & Firm History

NY

03/06/2020 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/18/2015 - 02/03/2020

NATIONAL BANK OF CANADA FINANCIAL INC. (NEW YORK NY)

NY

06/30/2011 - 09/19/2014

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2016

Series 57 - Securities Trader Exam

BC

Issued 06/29/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ryan John Holthaus.
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