Unclaimed
Ryan John Holthaus is a financial professional with over 10 years of experience in the securities industry. Ryan is currently registered with Mizuho Securities USA LLC in New York, NY. Prior to that, Ryan was registered with National Bank of Canada Financial Inc. and BMO Capital Markets Corp., also in New York. Ryan holds Series 7, 57, 63, SIE, and 99TO licenses. Ryan's professional experience spans a range of financial services, including trading, operations, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/18/2015 - 02/03/2020
NATIONAL BANK OF CANADA FINANCIAL INC. (NEW YORK NY)
NY
06/30/2011 - 09/19/2014
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 10/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 57 - Securities Trader Exam
BC
Issued 06/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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