Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Jin Lee is a financial professional with over 17 years of experience in the industry. Ryan has a broad range of experience working with various firms. Currently, Ryan is registered with Bofa Securities, Inc. and is located in their New York office. Ryan is also licensed in all 50 states and the District of Columbia. Ryan holds the Series 3, 7, 24, 55, 57TO, and 63 licenses. Ryan has a diverse background in the financial services industry, having worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., Alternet Securities Inc., and ITG Inc. Ryan's prior experience provides the knowledge and background to effectively serve clients at Bofa Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
07/13/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/12/2013 - 07/14/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/07/2012 - 10/29/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/31/2009 - 09/05/2012
ALTERNET SECURITIES INC. (NEW YORK NY)
NY
06/21/2005 - 09/05/2012
ITG INC. (NEW YORK NY)
BC
Issued 08/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/25/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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