Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan James Smith is a financial professional with over 15 years of experience in the industry. Ryan has worked for several prominent firms including Sandler, O'Neill & Partners, L.P., Stifel, Nicolaus & Company, Incorporated, and Keefe, Bruyette & Woods, Inc. Ryan currently works as a registered representative for Piper Sandler & Co. Ryan holds several industry licenses, including Series 7, Series 24, and Series 63. Ryan is a highly experienced financial professional with a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/09/2019 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
06/21/2019 - 08/29/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
02/15/2013 - 06/10/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
03/18/2008 - 02/27/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 06/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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