Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan James Smith is a registered investment advisor with over 20 years of experience in the financial services industry. Ryan holds multiple licenses and has completed the Series 6, 7, 24, 51, 63, and 65 exams. Ryan works with clients on various financial goals and objectives, including retirement planning, college savings, and investment management. Ryan has been affiliated with LPL Financial LLC and Northeast Planning Associates, Inc., since 2014. Prior to that, Ryan worked with MetLife Securities Inc., MML Investors Services, Inc., AIG Retirement Advisors, Inc., The Variable Annuity Marketing Company, and Founders Asset Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/16/2017 - Present
LPL Financial LLC (NEWBURYPORT MA)
MA
09/09/2009 - 05/30/2014
METLIFE SECURITIES INC. (NEWBURYPORT MA)
MA
03/06/2008 - 09/09/2009
MML INVESTORS SERVICES, INC. (NEWBURYPORT MA)
NY
04/20/2000 - 03/04/2008
AIG RETIREMENT ADVISORS, INC. (WHITE PLAINS NY)
TX
04/20/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
CO
03/03/1999 - 03/24/2000
FOUNDERS ASSET MANAGEMENT LLC (DENVER CO)
BOTH
Issued 12/13/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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