Unclaimed
Ryan James Riviere is a financial advisor with Fidelity Brokerage Services LLC. Ryan has been in the industry since January 3, 2019. Ryan is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, Series 7, Series 9, Series 10 and SIE licenses. Ryan is also registered as a securities advisor in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/04/2019 - Present
Fidelity Brokerage Services LLC (PETERBOROUGH NH)
BC
Issued 01/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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