Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan James Malloy is a financial advisor with Franklin Distributors, LLC. Ryan has been in the financial services industry since 1997 and holds the Series 7, 7TO, 24, 63 and 65 licenses. Ryan has a history with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and has held roles in both New York and Stamford, Connecticut. Ryan is currently registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/23/2023 - Present
Franklin Distributors, LLC (STAMFORD CT)
NY
04/23/1997 - 12/03/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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