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Ryan James Kennedy

Wells Fargo Securities, LLC

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About Ryan James Kennedy

Ryan Kennedy is a financial advisor with Wells Fargo Securities, LLC. Ryan is licensed to sell securities in 53 states. Ryan Kennedy has 3 product exams including the Series 7, Series 57 and the Securities Industry Essentials Exam. Ryan is also a registered representative with FINRA. Ryan Kennedy's first day in the securities industry was August 20, 2020.

Firm Information

Ryan Kennedy is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Kennedy’s Registration & Firm History

NY

08/21/2020 - Present

Wells Fargo Securities, LLC (New York NY)

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Licenses & Designations

BC

Issued 08/07/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2021

Series 57TO - Securities Trader Exam

BC

Issued 08/21/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan James Kennedy.
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