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Ryan James Halvorsen

Charles Schwab & CO., Inc.

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About Ryan James Halvorsen

Ryan Halvorsen is an investment advisor representative with Charles Schwab & CO., Inc. Ryan has been in the financial industry since 2003. He has a Series 7, 31, and 63 license. He has been registered with Charles Schwab & CO., Inc. since December 2009. Previously, Ryan worked at UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., WACHOVIA SECURITIES, LLC, and MORGAN STANLEY DW INC. Ryan has a Series 65 license and is also an investment advisor representative in Texas. Ryan offers advisory services which include financial planning and selection of other advisors. Ryan also is a wrap fee program sponsor and financial planning advisor referral program participant.

Firm Information

Ryan Halvorsen is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Ryan Halvorsen’s Registration & Firm History

CA

01/02/2019 - Present

Charles Schwab & CO., Inc. (Woodland Hills CA)

FL

10/31/2008 - 01/06/2010

UBS FINANCIAL SERVICES INC. (TAMPA FL)

FL

10/11/2005 - 11/18/2008

CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)

MO

07/30/2004 - 09/29/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

01/03/2003 - 04/15/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 08/21/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 07/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Ryan James Halvorsen. Review regulatory record here.
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