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Ryan James Cook

Morgan Stanley

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About Ryan James Cook

Ryan James Cook is a financial advisor with Morgan Stanley. Ryan has been in the industry since 1996. Ryan is registered to provide investment advice in 53 states and the District of Columbia. Ryan has a strong background in the industry, with previous experience at Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and other firms.

Firm Information

Ryan Cook is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Ryan Cook’s Registration & Firm History

NY

02/13/2020 - Present

Morgan Stanley (New York NY)

FL

09/21/2017 - 12/05/2019

RAYMOND JAMES & ASSOCIATES, INC. (CORAL GABLES FL)

NY

06/05/2014 - 09/12/2017

MORGAN STANLEY (NEW YORK NY)

NY

10/23/2009 - 06/02/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

09/30/2005 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (GREENWICH CT)

TX

12/19/2003 - 09/21/2005

ADP CLEARING & OUTSOURCING SERVICES, INC. (DALLAS TX)

NY

11/14/2000 - 12/19/2003

QUICK & REILLY, INC. (NEW YORK NY)

NY

05/03/1999 - 10/05/2000

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

06/11/1997 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NJ

12/13/1995 - 11/11/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

08/10/1995 - 11/17/1995

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

01/03/1995 - 07/06/1995

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/09/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2006

Series 24 - General Securities Principal Examination

BC

Issued 12/19/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/09/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/15/2002

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan James Cook.
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