Unclaimed
Ryan James Brophy is an active investment advisor representative at Citigroup Global Markets Inc. based in New York, NY. Ryan has been in the securities industry since 1997 and has a wide range of experience, having previously worked at Park Avenue Securities LLC and Seligman Advisors, Inc. Ryan is a highly qualified advisor with a number of professional licenses and designations including Series 7, Series 6, Series 10, Series 24, Series 99TO and the SIE. Ryan is also a registered principal with Citigroup Global Markets Inc. Ryan specializes in a number of areas including providing financial planning, asset allocation advice, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/28/2005 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
09/08/1999 - 08/01/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
05/28/1997 - 07/16/1999
SELIGMAN ADVISORS, INC. (BOSTON MA)
BC
Issued 05/16/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ryan Brophy is the right advisor for you? Invested Better is here to help.