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Ryan Hayes

Axos Clearing LLC

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About Ryan Hayes

Ryan Hayes is a securities professional with over 2 years of experience in the financial services industry. Ryan is registered with Axos Clearing LLC and holds the Series 7TO, Series 63, and SIE licenses. Ryan's area of expertise is in providing investment advice and financial services to clients. Ryan is committed to providing excellent service and helping clients achieve their financial goals.

Firm Information

Ryan Hayes is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Hayes’s Registration & Firm History

NE

12/02/2023 - Present

Axos Clearing LLC (Omaha NE)

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Licenses & Designations

BC

Issued 03/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ryan Hayes.
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