Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Kiernan is a financial advisor with Bok Financial Securities, Inc. based in Stamford, CT. Ryan has been in the financial industry since March 30, 2013. Ryan is a Series 7, Series 3, Series 63, and SIE licensed advisor. Prior to joining Bok Financial Securities, Inc., Ryan worked at Mizuho Securities USA LLC, CRT Capital Group LLC, and RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/08/2023 - Present
BOK Financial Securities, Inc. (Stamford CT)
NY
08/03/2020 - 09/27/2021
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
02/28/2011 - 04/09/2015
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
06/29/2006 - 01/31/2011
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 08/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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