Unclaimed
Ryan Griffin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ryan is registered with FINRA and is a registered investment advisor in 33 states. Ryan has been in the securities industry since 2016 and holds Series 7, SIE and Series 66 licenses. Ryan has previously worked at Morgan Stanley and Merrill Lynch. Ryan offers investment advisory services to individuals, businesses, high net worth individuals, insurance companies, charitable organizations, corporations and pension plans. Ryan provides investment advisory services, portfolio management, pension consulting, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
06/17/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
AZ
06/10/2019 - 04/21/2020
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
09/21/2016 - 06/12/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
BOTH
Issued 10/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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