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Ryan Gary Osborne

Mizuho Securities USA LLC

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About Ryan Gary Osborne

Ryan Gary Osborne is a financial professional with over 19 years of experience in the industry. Ryan is currently registered with Mizuho Securities USA LLC and is licensed to provide securities and investment advisory services in 52 states and jurisdictions. Ryan has a strong track record of success in the financial services industry, having previously held positions at MUFG Securities Americas Inc., Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Securities LLC. Ryan is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Ryan Osborne is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Osborne’s Registration & Firm History

NY

10/13/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

01/24/2018 - 07/09/2021

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

05/29/2012 - 01/02/2018

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

01/20/2010 - 02/14/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/04/2007 - 11/09/2009

UBS SECURITIES LLC (NEW YORK NY)

NY

05/14/2003 - 08/09/2007

HBK GLOBAL SECURITIES L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ryan Gary Osborne.
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