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Ryan Francis Richter

Empower Financial Services, Inc.

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About Ryan Francis Richter

Ryan Francis Richter is a financial professional with over 20 years of experience in the industry. Ryan is currently registered with Empower Financial Services, Inc. and has previously held positions with Prudential Investment Management Services LLC and Farmers Financial Solutions, LLC. Ryan holds Series 6, 63, 26, 6TO, and SIE licenses and is registered in Florida, Iowa, and Massachusetts.

Firm Information

Ryan Richter is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Richter’s Registration & Firm History

CO

04/04/2022 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

IA

09/16/2019 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)

IA

02/20/2007 - 06/07/2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)

NJ

12/06/2004 - 07/14/2005

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

CT

03/07/2003 - 12/06/2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

CA

09/05/2002 - 03/14/2003

FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)

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Licenses & Designations

BC

Issued 09/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/07/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/16/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/16/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Francis Richter.
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