Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan F. D'souza is a registered investment advisor representative and a securities agent. Ryan has been in the financial services industry since August 2014. Ryan is currently registered with Neuberger Berman BD LLC and is licensed in New Jersey and New York. Ryan was previously registered with Barclays Capital Inc. from August 2014 to July 2020. Ryan holds the Series 63, Series 65, Series 7, Series 52, and SIE exams. Ryan specializes in providing portfolio management services to individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/26/2014 - 07/15/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
IA
Issued 09/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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