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Ryan Edward Pounders

Northern Trust Securities, Inc.

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About Ryan Edward Pounders

Ryan Edward Pounders is a financial advisor at Northern Trust Securities, Inc. with over 18 years of experience in the industry. Ryan has a Series 6, Series 63, and SIE license. Ryan has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Ryan specializes in investment advisory services and portfolio management for businesses, individuals, and pooled investment vehicles. Prior to joining Northern Trust Securities, Inc., Ryan was an investment advisor at DWS INVESTMENTS DISTRIBUTORS, INC and MML INVESTORS SERVICES, INC. Ryan has a strong understanding of the financial markets and is committed to helping his clients achieve their financial goals.

Firm Information

Ryan Pounders is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ryan Pounders’s Registration & Firm History

IL

05/20/2009 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

12/12/2000 - 04/28/2009

DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)

MA

07/06/2000 - 10/10/2000

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 09/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Edward Pounders.
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