Unclaimed
Ryan Nichols is a financial professional with over 20 years of experience in the financial services industry. Ryan is currently registered with Allstate Financial Services, LLC, a leading provider of financial products and services. Ryan has a broad range of experience in the financial services industry, including experience with investment management, retirement planning, and insurance. Ryan holds FINRA Series 7, 31, and 63 licenses, as well as the SIE exam. Ryan is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DE
03/03/2014 - Present
Allstate Financial Services, LLC (Middletown DE)
IL
06/09/2009 - 12/31/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
CT
02/19/2008 - 12/22/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
IN
01/22/2008 - 02/06/2008
CORNERSTONE FINANCIAL SERVICES, INC. (GREENFIELD IN)
WI
07/01/2004 - 12/15/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
PA
03/19/2003 - 05/13/2004
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NY
05/12/2000 - 01/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
DE
04/18/1999 - 03/22/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
CO
09/18/1998 - 01/14/1999
NPC SECURITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 02/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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