Unclaimed
Ryan Dunbar Murphy is a registered investment advisor representative in California. Ryan has been in the securities industry for over 10 years and holds various licenses and certifications, including Series 66 and Series 24. Ryan is currently employed by Capital Client Group, Inc. with previous employment at PIMCO Investments LLC and Allianz Global Investors Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
01/12/2023 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
09/04/2012 - 07/29/2021
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
11/08/2007 - 08/04/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BOTH
Issued 12/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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