Unclaimed
Ryan Deptula is a financial advisor with Wells Fargo Clearing Services, LLC. Ryan has been in the financial industry since March 6, 2007, working in Chatsworth, CA for J.P. Morgan Securities LLC and Chase Investment Services Corp., and previously working for WAMU Investments, Inc. and Altis Securities, Inc.. Ryan is registered to provide investment advice in California and Florida. Ryan specializes in retirement, college savings, and other investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/14/2022 - Present
Wells Fargo Clearing Services, LLC (NORTHRIDGE CA)
CA
10/01/2012 - 05/04/2022
J.P. MORGAN SECURITIES LLC (CHATSWORTH CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHATSWORTH CA)
CA
05/11/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (CHATSWORTH CA)
CO
07/16/2002 - 09/18/2002
ALTIS SECURITIES, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 08/27/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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