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Ryan David Lund

Houlihan Lokey Capital, Inc.

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About Ryan David Lund

Ryan Lund is a financial professional with over 20 years of experience in the industry. Ryan is currently registered with Houlihan Lokey Capital, Inc. in Florida. Ryan has held previous positions at UBS Securities LLC, RBC Capital Markets, LLC and Raymond James & Associates, Inc. Ryan has passed several industry exams including Series 7, Series 24, Series 63, Series 79TO and SIE. Ryan is a valuable resource for individuals and families seeking financial guidance.

Firm Information

Ryan Lund is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Lund’s Registration & Firm History

FL

04/25/2024 - Present

Houlihan Lokey Capital, Inc. (MIAMI FL)

FL

11/03/2021 - 04/19/2024

UBS SECURITIES LLC (Tampa FL)

FL

05/11/2020 - 11/12/2021

RBC CAPITAL MARKETS, LLC (ST. PETERSBURG FL)

FL

01/30/2003 - 05/12/2020

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 07/02/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan David Lund.
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