Unclaimed
Ryan Daniel Tiernan is an investment advisor representative with Capital Client Group, Inc. Ryan has over 20 years of experience in the financial services industry. Ryan holds a Series 7, Series 24, Series 55, and Series 66 licenses. Ryan is registered in 54 states. Before joining Capital Client Group, Inc. Ryan worked at Columbia Management Investment Distributors, Inc., Columbia Management Distributors, Inc., Fidelity Investments Institutional Services Company, Inc., AXA Distributors, LLC and Knight Securities, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/12/2016 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
MA
05/01/2010 - 03/05/2015
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
01/16/2008 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
RI
03/24/2003 - 01/17/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NC
01/26/2001 - 05/06/2002
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
08/14/2000 - 01/05/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
BOTH
Issued 02/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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