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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan Chavez is a financial advisor currently working with Wells Fargo Clearing Services, LLC in SAN DIEGO, CA. Ryan has been in the industry since 2004. Ryan has experience with Wells Fargo Investments, LLC and Morgan Stanley DW Inc. Ryan is also licensed to offer advisory services in several states. Ryan holds a Series 7, Series 31, Series 66 and SIE licenses. Ryan specializes in providing investment consulting services to institutional clients and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/06/2021 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
05/03/2005 - 04/14/2008
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
NY
01/30/2004 - 05/03/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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