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Ryan Clifford Davies

Northwestern Mutual Investment Services, LLC

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About Ryan Clifford Davies

Ryan Clifford Davies is a financial professional registered with Northwestern Mutual Investment Services, LLC. Ryan is licensed in 27 states and has over 7 years of experience in the industry. Ryan holds the Series 6, 7, and 63 licenses, as well as the SIE. In addition to providing investment advice, Ryan offers a range of services, including investment research and referrals to other advisors.

Firm Information

Ryan Davies is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ryan Davies’s Registration & Firm History

NC

12/06/2016 - Present

Northwestern Mutual Investment Services, LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 12/22/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2017

Series 7 - General Securities Representative Examination

BC

Issued 12/06/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Clifford Davies.
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