Unclaimed
Ryan Clifford Davies is a financial professional registered with Northwestern Mutual Investment Services, LLC. Ryan is licensed in 27 states and has over 7 years of experience in the industry. Ryan holds the Series 6, 7, and 63 licenses, as well as the SIE. In addition to providing investment advice, Ryan offers a range of services, including investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
12/06/2016 - Present
Northwestern Mutual Investment Services, LLC (DURHAM NC)
BC
Issued 12/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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