Unclaimed
Ryan Faley is a financial advisor with Equitable Advisors, LLC. Ryan is a registered representative with FINRA and has a license to sell securities in multiple states. Ryan has been in the financial services industry since May 18, 1998. Ryan has held previous positions with Merrill Lynch, TD Ameritrade, Cambridge Investment Research, and LPL Financial. Ryan's specializations include financial planning, portfolio management for individuals and businesses, and pension consulting. Ryan holds the CFP® designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/21/2020 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
10/19/2017 - 05/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
03/11/2016 - 10/04/2016
TD AMERITRADE, INC. (Merrick NY)
NY
08/10/2015 - 03/03/2016
CAMBRIDGE INVESTMENT RESEARCH, INC. (HUNTINGTON STA NY)
NY
08/24/2005 - 08/25/2015
LPL FINANCIAL LLC (HUNTINGTON STATION NY)
FL
09/19/2002 - 08/25/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
08/09/2000 - 10/18/2002
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NJ
12/05/1997 - 05/09/2000
DLJDIRECT INC. (JERSEY CITY NJ)
NY
09/16/1996 - 08/05/1997
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
BOTH
Issued 03/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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