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Ryan Charles Sweigart

Barclays Capital Inc.

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About Ryan Charles Sweigart

Ryan Sweigart is a financial advisor registered in California. Ryan has been active in the financial industry since 2017. Ryan is currently registered with Barclays Capital Inc. and has previously been employed with Barclays Capital Inc. Ryan holds the Series 63, SIE and Series 79 licenses.

Firm Information

Ryan Sweigart is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Sweigart’s Registration & Firm History

CA

04/30/2019 - Present

Barclays Capital Inc. (MENLO PARK CA)

CA

08/27/2016 - 06/20/2018

BARCLAYS CAPITAL INC. (MENLO PARK CA)

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Licenses & Designations

BC

Issued 08/31/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ryan Charles Sweigart.
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