Unclaimed
Ryan Charles Osullivan is a financial professional with over 10 years of experience in the securities industry. Ryan has held positions with Deutsche Bank Securities Inc., Citadel Trading Group L.L.C., Mara Capital, LLC, and Mara, Stephen Vincent. Ryan is currently registered with BNP Paribas Securities Corp. in all 50 states and the District of Columbia, and holds Series 7, 24, 25, 55, 57TO, and 66 securities licenses. Ryan’s focus is on providing comprehensive financial services to individual investors and families, with a strong emphasis on investment management, retirement planning, and wealth preservation strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
03/13/2015 - 01/06/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IL
05/07/2007 - 12/19/2007
CITADEL TRADING GROUP L.L.C. (CHICAGO IL)
NY
05/26/2006 - 04/26/2007
MARA CAPITAL, LLC (NY NY)
NY
03/08/2005 - 05/31/2005
MARA CAPITAL, LLC (NY NY)
NY
06/23/2004 - 09/10/2004
MARA, STEPHEN VINCENT (BEDFORD HILLS NY)
BC
Issued 03/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2006
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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