Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ryan? Claim Your ProfileRyan C. Ringuet is a financial advisor with U.S. Capital Wealth Advisors, LLC. Ryan has been in the financial industry since 2005. Ryan has extensive experience serving a variety of clients including high-net-worth individuals, pension and profit-sharing plans, corporations, and individuals. Ryan holds Series 3, 7, and 66 licenses and also holds the Securities Industry Essentials Examination (SIE). Ryan is registered with the state of Texas as an Investment Advisor Representative and also holds Broker-Dealer licenses in 30 other states. Ryan specializes in a variety of financial services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
09/17/2007 - 06/05/2014
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
02/09/2005 - 08/16/2007
LAIDLAW & COMPANY (UK) LTD. (MELVILLE NY)
BOTH
Issued 07/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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