Unclaimed
Ryan Duff is a financial advisor with over 10 years of experience in the financial industry. Ryan is a registered representative of LPL Financial LLC and holds the Series 63, Series 7 and SIE licenses. Ryan has worked with clients in Schenectady, Clifton Park and Albany, NY. Ryan offers a variety of financial services, including financial planning, portfolio management, and consulting. Ryan is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/02/2016 - Present
LPL Financial LLC (ALBANY NY)
NY
02/04/2015 - 02/02/2016
CETERA INVESTMENT SERVICES LLC (Schenectady NY)
NY
05/13/2013 - 01/28/2015
LPL FINANCIAL LLC (SCHENECTADY NY)
NY
07/02/2012 - 03/25/2013
AXA ADVISORS, LLC (CLIFTON PARK NY)
BC
Issued 07/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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