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Ryan Bui

TD Securities (usa) LLC

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About Ryan Bui

Ryan Bui is a registered representative with TD Securities (USA) LLC, a broker-dealer. Ryan has been in the industry since April 2019. Ryan holds the Series 63, SIE, and Series 7 licenses. Ryan is registered to sell securities in New York.

Firm Information

Ryan Bui is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ryan Bui’s Registration & Firm History

NY

04/18/2019 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2019

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2019

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ryan Bui.
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